Securities & Commodities — United States

CPA, 49+ yr, specializes in securities & investments, fiduciary breaches, UPIA, ERISA, UPMIFA, estate planning and administration, special needs trust, private wealth, wealth management, trust management, and provides expert witness testimony.

Financial analyst, 36+ yr, provides expert witness services in matters of securities & investments, trust & fiduciary investment compliance, securities suitability, portfolio management.

Financial analyst, former investment banker, opines on damages and remedies. Experienced in financial analysis of privately held and publicly held companies for possible mergers, securities offerings and financial re-organization.

Economist provides economic valuations in personal and corporate litigation, incl. antitrust analysis, merger and takeover analysis, regulatory rate structures, securities market economics. Emeritus Professor, Economics and Finance, Tulane University

Financial Economist and derivatives trader provides expert witness and litigation support services in financial and investment matters, incl: foreign exchange; derivatives; margin, credit, collateral; ISDA and master trading agreements; swaps, swaptions,

Expert in matters pertaining to investment research, equities, and securities, including regulatory and compliance matters and banking information technology. Former CIO and COO, Deutsche Bank’s Global Securities Research Division.

Provides litigation support in public accounting, including industrial accounting, securities brokerage and business valuation issues, with extensive experience in federal taxation. Former Internal Revenue Agent.

Provides discovery assistance, damages analysis, business income loss, forensic accounting and trial testimony in financial issues related to: personal injury, wrongful termination, death, business interruption. Series 7 and 6 securities licenses

Fiduciary forensics and securities (27 yr) expert provides litigation and witness services related to: breach of fiduciary duty, liability, damages, prudent portfolio, recovery, hedge funds, disclosure, securities employment matters, FINRA, ERISA,

Investment banking and financial industry (35+ yr) consultant provides litigation support in matters related to mergers and acquisitions, private debt and equity securities and restructurings. Experienced expert witness.

Investment banker and Yale Law graduate specializes in mergers and acquisitions, asset management and securities broker-dealer issues, with expertise in issues of fiduciary duty and portfolio management. Provides litigation support and expert testimony.

Specializes in due diligence investigations and investment evaluations, particularly those relating to securities offerings, real estate, oil and gas, equipment leasing, and research and development. Provides expert witness opinions and trial testimony.

Certified Public Accountant and Valuation Analyst, holds Series 7 and 66 securities licenses, with specific expertise in taxation issues, experienced in financial planning, income and estate tax planning, IRS representation.

CPA and SEC technical consultant consults in issues of SEC accounting rules and regulations, PCAOB auditing standards, GAAP and GAAS issues, as well financial analysis or loss projections. Certified in Florida, New York and Illinois.