Securities & Commodities

Provides expert opinions on economic damages, valuation of businesses and other economic and financial issues, including intellectual property, securities, antitrust, personal injury, wrongful termination or wrongful death.

Fiduciary forensics and securities (27 yr) expert provides litigation and witness services related to: breach of fiduciary duty, liability, damages, prudent portfolio, recovery, hedge funds, disclosure, securities employment matters, FINRA, ERISA,

Broker, manager and senior manager with major brokerage firms, 36+ years, acts as an expert witness in all areas of the securities business, including investment banking, trading, research, operations, financial administration, retail brokerage issues.

Applied microeconomics and finance specialist provides expert witness testimony in antitrust, tax, regulatory, intellectual property infringement, securities fraud, valuations, capital adequacy, commercial damage matters and related matters

Financial Markets and Economics expert provides litigation support and testimony in areas related to Valuation, Damages, Lost Proftis, Securities

Provides electronic discovery, computer forensic and digital evidence services in criminal and civil matters, including employment, intellectual property, securities and FINRA, and document authentication services in litigation.

Certified Financial Planner and Accredited Investment Fiduciary, 30+ yr. in insurance industry managing assets, provides expert opinions on securities, elder financial abuse, investment suitability, annuities, disability and life insurance, fiduciary duty [Non-public Profile Id 58273]

Securities industry, 30+ yr experience, serves as an expert in broker dealer compliance and standards, registered representative behavior, financial investments and products, suitability, misrepresentation, fraud, churning, unauthorized trading, FINRA U-5

Economics and risk analysis expert witness provides economic analysis in: antitrust, finance and securities matters, damages, business valuation and related matters. Experience in the insurance, technology, telecommunications, and health care industries.

Testimony, reports on many financail areas- securities, planning, real estate, present and future values, bonds, stocks, mutual funds, limited partnerships, contracts [Non-public Profile Id 51140]

Accountng and Treasury Consultant provides expert witness services in International Accounting Standards, compliance auditing, securities finance and economic development issues. Experienced Financial Advisor at DFID, USAID, Asian Development Bank

Chartered Financial Analyst, Accredited Senior Appraiser and qualified expert witness in valuations and economic analyses of businesses, assets and securities, and determination of economic loss/damages. Experienced in a broad spectrum of industries.

Financial investigations and judgment enforcement expert, including matters of: asset location, embezzlement, employee theft, securities fraud, bankruptcy fraud, executive malfeasance. Founding member, Harris County DA’s Organized Crime Bureau. [Non-public Profile Id 51971]

Financial analyst, former investment banker, opines on damages and remedies. Experienced in financial analysis of privately held and publicly held companies for possible mergers, securities offerings and financial re-organization.

Provides valuations of businesses, intangible assets and securities for matters in litigation, financial reporting, tax, M&A, IPO, etc. Experienced in manufacturing, technology, distribution, retail, construction, and professional services sectors

Economist provides economic valuations in personal and corporate litigation, incl. antitrust analysis, merger and takeover analysis, regulatory rate structures, securities market economics. Emeritus Professor, Economics and Finance, Tulane University

Legal ethics and legal malpractice expert witness with significant experience in business law and commercial litigation and expertise in securities regulation, consumer fraud and trial practice, for both plaintiffs and defendants .

Expert witness in drug safety and efficacy, including adequacy of product labeling of FDA-regulated products (drugs, biologics, etc.), as well as accuracy/completeness of information provided by pharmaceutical mfg to investors and securities regulators.

Certified Public Accountant and Valuation Analyst, holds Series 7 and 66 securities licenses, with specific expertise in taxation issues, experienced in financial planning, income and estate tax planning, IRS representation.

Financial analyst provides expert opinions and testimony related to investment, insurance and annuity statements, including analyses of damages, profit and loss, cash flow, in personal injury, tax reconciliation, custom reporting, securities litigation, [Non-public Profile Id 52151]

Provides discovery assistance, damages analysis, business income loss, forensic accounting and trial testimony in financial issues related to: personal injury, wrongful termination, death, business interruption. Series 7 and 6 securities licenses

Financial analyst, 36+ yr, provides expert witness services in matters of securities & investments, trust & fiduciary investment compliance, securities suitability, portfolio management.

Investment banker and Yale Law graduate specializes in mergers and acquisitions, asset management and securities broker-dealer issues, with expertise in issues of fiduciary duty and portfolio management. Provides litigation support and expert testimony.

Provides litigation support in public accounting, including industrial accounting, securities brokerage and business valuation issues, with extensive experience in federal taxation. Former Internal Revenue Agent.

Information technology expert in software implementations in the securities and health care industries, provides expert witness services in matters of securities compliance, operations, registration, restricted securities, etc. [Non-public Profile Id 52644]

CPA and SEC technical consultant consults in issues of SEC accounting rules and regulations, PCAOB auditing standards, GAAP and GAAS issues, as well financial analysis or loss projections. Certified in Florida, New York and Illinois.

CPA, 49+ yr, specializes in securities & investments, fiduciary breaches, UPIA, ERISA, UPMIFA, estate planning and administration, special needs trust, private wealth, wealth management, trust management, and provides expert witness testimony.