Expert Witnesses & Forensic Consultants Directory
Gregory B. Wood
— Securities Litigation Support, LLC
Areas of Expertise: Annuities
No. of cases deposed in or testified, in last 4 years: 15
Years in Practice/of Experience: 35
Greg Wood spent 35 years in the securities business. For seventeen of those years, he supervised stockbrokers and their managers. For thirteen of those years, he was a successful stock, bond, and commodities broker. For the remainder of the time, he held securities industry administrative positions. Since 2004, he has been a securities expert witness who has testified over 705 times.
Securities Licenses Held
Greg Wood has passed the following examinations or their equivalents and has held the following licenses or their equivalents:
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Series 3 — National Commodities Futures
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Series 4 — Registered Options Principal
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Series 5 — Interest Rate Options Examination
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Series 7 — General Securities Representative
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Series 8 — Branch Manager
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Series 15 — Foreign Currency Options
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Series 40 — General Securities Principal
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Series 63 Uniform Securities Agent State Law Examination
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Series 65 Uniform Investment Advisor Examination
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State Life and Health Insurance Examination
Securities Litigation Support, LLC Services
- Pre-Filing initial case evaluation
- Whether the case should be considered or rejected
- Whether the case should be considered or rejected
- Pre-hearing expert services may include any or all of these:
- Pleading review and evaluation
- Document reviews
- Discovery recommendations
- Discovery terms
- Discovery review and evaluation
- Client interviews to identify additional case issues
- Forensic accounting assistance and evaluation
- The use of formulas to calculate turnover, churning, etc.
- An identifier of additional matter issues
- Expert reports
- Rebuttal reports
- Demonstrative exhibit creation
- Damage calculations
- 20-day exchange evaluation and rebuttal
- Mediation assistance
- Forensic Accounting
- Hearing expert services may include the following:
- Opposing side testimony assistance
- Opposing side exhibit review
- Specialty reports
- Registered Representative business analysis
- Concentration analysis
- 72(t) reports analysis
- Contemporaneous portfolio reports
- Contemporaneous annuity subaccount evaluation
- Custom demonstrative exhibits
- Annuity Analysis
- Insurance Analysis
- Testimony (Court, Deposition or Arbitration)
- Personal Testimony
- Video conference testimony
- Telephone testimony
Focus Areas of Expertise
- Commodities Futures
- Commodities Hedging
- Unauthorized Trading
- Negligence
- Churning
- Breach of Contract
- Elder Abuse
- Errors Charges
- The omission of Facts and Manipulation
- Breach of Fiduciary Duty
- Branch Office Supervision
- Broker-Dealer & Investment Advisor Disputes
- Options Trading
- Failure to Supervise
- Broker-Dealer Standard of Care
- Investor Suitability
- Stocks
- Bonds
- Municipal Bonds
- Municipal Bond Funds
- Government Securities
- Mutual Funds
- Government Securities
- Exchange-Traded Funds
- Real Estate Investment Trusts
- Structured Products
- Unit Investment Trusts
- Open and Closed-End Mutal Funds
- Index Funds
- Private Placements
- Variable Annuities
- Wrongful Termination
- U-4 & U-5
- TIC Investments
- Concentrated Portfolios
- Compliance Obligations
- Securities Fraud
- Selling Away
- Outside Business Activity
- Broker-Dealer Recruiting
- Employment agreements and Promissory Notes
- Broker-Dealer Custom and Practice
- Regulation SP
- Regulation Best Interest
Expert Experience
Greg has been an expert witness since 2004. Over 160 attornies nationwide have retained him in over 320 matters, and he has testified over 70 times
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